Two important concepts:
- Italy was a dangerous place. More below
- Roman Extra-legal Iinstitutions: three interconnecting concepts
--familia, status and patronage (RC § 8: We shall
be reading this section in detail; I will ask for volunteers to interpret).
- Status. Romans had no concept of real equality.
- patricians and plebeians.
- caste, class and status?
- Familia (use this word rather that "family"
which suggests "nuclear family")
- an individual without a familia is defenseless
- familia consists of members are not necessarily
related by blood, includes then clients/dependents...patriarchal.
- It was the number of dependents that gave a Roman
aristocrat his prestige.
- Patronage: the continuous relationship between two parties of unequal
status based on mutual moral ties (fides = "good faith"). do ut des: Latin for: "I give in order that you give".
A patron.
"What have I ever done to make you treat me so disrespectfully?
If you'd come to me in friendship, then this scum that ruined your daughter
would be suffering this very day. And if by chance an honest man like yourself
should make enemies, then they would become my enemies. And then they would
fear you."=> Protection. But not the implicit intimidation in these words: "I am going to make him an offer he can't refuse!"
--Or try this one
- Significance:
- How can unity be achieved by these concepts? They alleviate anxiety because
they carefully define the role of each person in society; they define the
privileges, duties and responsibilities of each individual.
- Roman social institutions provided also the structure for her diplomacy. Whether she should be considered a hegemonial imperialist or an annexational imperialist in the period before 280 BC needs to be discussed.
- Questions to consider:
- Both Rome and Carthage relied on allies and dependents to provide military support. In Rome, allies provided half of any land force, in Carthage less, tho more for naval engagement.
- Over the period from about 340 to the end of the 2nd Punic War, the relations between Rome and her allies and between Carthage and her allies remain stable...no revolts; little open tension.
^^^^^^^^^^^^^^
THE ROMAN CONQUEST/"UNIFICATION"
OF CENTRAL ITALY (to 287)
This is the first of two
complementary presentations that deal with the first major phase of Roman expansion
(in Italy). The division is artificial, for Roman expansion was based on strategic as well as constitutional factors that were interrelated. And we will come back to the 'complementarity' on Tue next.
The Problem: in 509 Rome was still an insignificant state, one that was very much threatened by powerful neighbors to the north (the Etruscans), to the east (the Italic tribes), and to the south (the Greek states). Yet by 287, that is within two centuries, Rome had become the dominant power in Italy. How had this happened? Naked aggression / imperialism /brutality are not sufficient as explanations.
Consider that Italy was a dangerous place, not unlike early Medievel Europe. Seasonal raids from the highlands, invasion from Greece, North Africa [Carthage], from the north [Gallia/Gaul] all posed real problems for Rome and other relativeively more agrarian and relatively more urbanised city-states in Latium and Campania... It was by no means self-evident that Rome would become the dominant power. The major players.
- the Etruscans. Loosely allied yet competitive internally and externally. Prosperous, and more urbanized than Rome. Expansionistic [into Po Valley and Gulf of Naples]. Under the Tarquins Etruscan families had controlled Rome, and conflict remained intermittent for centuries. Expansion typically undertaken by individual Etruscan communities like Tarquinia or Veii
- Italic peoples. Semi-nomadic, expansionistic and aggressive especially toward settled, urbanized population in Latium and Campania. AKA: Samnities, Sabellians, Oscans, etc.
- Greek colonies. Culturally unified but policially autonomous and independent. Highly urbanized. Not expansionistic, but ready to summon aid from the Greek motherland when attacked
- Gauls [aka 'kelts' or 'celts'] another semi-nomadic group that was pushing into the Po Valley from northern Italy, and had succeeded in driving out the Etruscans and eventually sacking Rome itself [390].
- Carthaginians (from modern Tunisia) also on the horizon. Rome had established a diplomatic relationship with Carthage that defined 'spheres of influence'. Some supplemental information to what Professor Andrade provided.
- Demography of Carthage: descendants of Punic settlers [role of Assyria], the Lybeo-Phoenicians [ouch??], the Numidians, other berbers
- The most distinct feature of the Carthaginian army was it composition.
- Led by a professional and heriditary military families like the Barcids [Hannibal was a Barcid].
- The Sacred Band was an elite unit of the Carthaginian army. Since its formation in the 4th century BC, the unit consisted exclusively of the sons of the noble Carthaginian citizens. The unit usually did not fight outside of Africa. As a unit of heavy spearmen, the unit was placed in the center of the army formation immediately behind the row of elephants and protected by auxiliary wings of mercenaries and cavalry. The unit numbered around 2,500 soldiers according to Diodorus
- Only when the city of Carthage itself was threatened would citizens be conscripted into infantry service.
- Contrary to most other states in the Mediterranean at the time, the army was composed almost exclusively of foreign "mercenary" units [so Polybius and Livy]while its navy was manned by citizens. Carthage lacked a history of citizen infantry forces, requiring its army be composed mainly of foreign troops, particularly Libyans, Numidians, Iberians, Gauls, and Greeks. Note: 'mercenary' is in quotations because some were clearly conventional mercenaries recruited throughout the Mediterranean, while other were subjects and served under bi-lateral treaties and in Spain. Alternate.
- Navy:Its Phoenician origins, however, granted Carthage a long history as a seafaring people. Additionally, while the navy was a permanently manned force, the army would be enlisted only for a particular campaign and then demobilized.
Chronlogy of Expansion.
The archaeological record: Material culture: the arx, early walls and gate, pottery in the Greek style, pottery in
the native style, temple (Cosa), model temple, temple (Rome), Apollo. What is suggested about these structures?
Mapping the Expansion.
- Introduction
- Little in the way
of authentic record survives of this period beyond the tradition of continuous
warfare (on a seasonal basis) and the gradual extension of Roman domination
first through Latium and then to all of central Italy (509;
380).
- The chief interest
lies development of techniques of self-defense, not only in military sense,
but also and especially in the diplomatic sphere. By providing for common defense (of the urbanized populations) against more distant and dangerous semi nomadic foes (the Italic tribes and
the Gauls), by sharing dangers and rewards, and by reducing barriers between
herself and her allies [inclusion], Rome not only won the cooperation of those nearest
and most similar to her (urban communities), but became the dominant power
in central Italy.
- Crucial to her military
and diplomatic efforts was the allowance for the settlement of colonists
drawn jointly from her Latin allies and Romans. E.g., colonies at Cosa
and at Norba and
at Torreastura. And also
- In brief: Rome succeeded because
- at no time (actually,
at one time, but it was already too late) did her enemies combine
against her. That is, Rome was often the least unattractive
choice. A diplomatic success.
- her inclusive and cooperative
policies (vertical and horizontal integration) made Rome the 'least unattractive' of the competing powers.
- Important Events in
the Unification Process:
- Events
to 390. Significance of Cincinnatus.
- Consequences of
Gallic disaster: Rome's willingness to learn the lessons of disaster,
to change her tactics and retain the loyalty of close allies establish
a pattern we will see again and again.
- After the Great
Latin Revolt (338) new treaty offered
- Local autonomy
whether Roman or half-citizenship.
- Some of those
who had been loyal and were culturally the closest, given full Roman
citizenship
- other communities
made separate agreements with Rome, but had no formal relations with
one another (Rome becomes the true 'hub' of the Latin world. The Latins
received a "half-citizenship" or "civitas sine suffragio"
(i.e., they had protection could not vote).
- The Evidence
- §§14
and 16: on the character of Rome's less urbanized enemies
- §19: unconditional
surrender; but §§
20 and 21: on treaties. => patronage, gift.
- § 22: incorporation
- §13 The
treaties with Carthage
- Roman Success
...Analysis
of the Problem noted above.
- In two phases:
from 509 to 340, slow but steady extension of hegemony throughout Latium.
Many setbacks [aka revolts], but evolution of a defensive and administrative policy
that would serve Rome well. From 340-264, rapid and dramatic extension
of hegemony, building on the lessons and resources developed in the first
phase. By 264, she is the dominant power in Italy [a summary map] south of the Po.
- Success in short
term due to several factors
- Tactics of
interior lines with military road
(viae Appia and Valeria enormous investments),
field camp, colony, legion. Superior weapons? Probably not until after 200. That is, Roman military superiority was not based on technological improvements.
- After 200 surely, but much depends on the date that the Gladius Hispaniensis, or Spanish sword was adopted. It was a shortsword developed on the Iberian peninsula. It's superior strength and deadly effectiveness was noted by ancient contemporaries, and by 200 BC it was fast becoming the standard sword in Rome's legions.
- It was straight bladed, double-edged and tapered to an abrupt point. Despite being short, it was longer than most contemporary Greek swords. Although used primarily for stabbing, it was superbly balanced and, in skilled hands, could lop off limbs and heads. It was forged from pure Spanish iron, and smiths reputedly tested a blades flexibility by resting the flat against the top of their heads and pulling down with both hands at the hilt and tip, until the two ends touched their shoulders. Abruptly released, the blade sprang back into it's original straight form.
- Dividing enemy,
taking advantage of the fact that each of the enemy states found Rome a 'less fearsome' enemy than other potential 'allies' ..a diplomatic success and one based on restraint.
- No respect
for treaties if advantage to be won (relations with Samnites are instructive)
- Superior manpower
and organization. Rome now [ca. 300] has army of 40- 50,000 men in comparison
to the 6,000 of 480.
- Success in long
term and of critical value in conflict with Carthage and the Hellenistic
World were her policies of cooperation and inclusion; specifically, Rome generally gave very easy terms; she took some land, but:
- No direct rule
or taxation, instead local autonomy and troops for common defense
(evidence that her first concern was defense).
- Some confiscation of land of defeated, but the land became ager publicus and as leased back to the original owners, more on this subject later.
- Extension of
share in her citizenship where appropriate (revolutionary!)
- As an aristocratic
state, Rome also confirmed aristocratic rule elsewhere; many aristocrats
were willing to sacrifice some autonomy of their state in order to
have their positions secured by alliance with Rome and perhaps access
to Roman magistracies.
Conclusion: Former enemies
became firm friends and committed to a state that organized the common
defense, guaranteed order and operated in an inclusive manner; in a manner that eventually promoted assimilation.
- Attitudes and values
- The reality of war:
walls and gates, yet still seasonal
- And there were benefits
of to be gained by waging war successfully.
Program for 3 February:
Some review:
historiography: recall that the major emphasis was on great events, great wars and heroic actions, and also in Herodotus and Homer, the war between 'East' and 'West'. Hence we will see the emphasis on the Great Men, Scipio and Hannibal; and on major battles with catastrophic losses. But it also means that we will not be encountering the mundane. How did the Roman raise taxes? pay their troops? compensate families for their losses? regulate their currencies?
on the Roman alliance system: we looked at two features last week.
- The way patronage as a social construct in Roman society could be used to supplement and guide diplomacy. The Roman state viewed her allies as clients, just as Roman senators view their dependents as clients. As dependents who needed and ought to receive protection. Somewhat idealized here, but part of tradition.
Dionysius of Halicarnassus writes: It was the duty of the patrons to explain to their clients the laws...to take care of them when absent as present...to do everything for them that fathers do for their sons...to bring suit on their behalf when wronged...to defend them when charged...to secure for them all that tranquility ...
Cicero writes: Our leaders have always been careful ...so that those who received into our alliance states and nations...have been called patrons in accordance with ancestral tradition.
and Appian notes: ...for it is custom for all states to have a patron at Rome
- the structure of Roman defense: occupy and hold strategic positions, divide and conquer, but there were real moments of danger and they anticipate what we will see in the war against Carthage.
- The pattern is repeated often enough: the Romans lose dramatically the first engagement with an enemy, as they did losing to the Samnites at Caudine Forks in 321 and to the Gauls in 390, and to Pyrrhus in 280 at Heraclea, but regroup and years later secure decisive victories
- In 295. The Roman defeat separatedly the Italic / Samnite tribes at Sentinum and the Etruscans at Clusium. A very significant because it shows that by this time Rome's military assets were significant AND that Rome's enemies were unwilling to cooperate and to coordinate their actions against Rome...implicitely they distrusted each other more than they distrusted Rome.